Compliance Caribbean

Generative AI in Compliance: Leveraging Opportunities Without Regulatory and Reputational Risk

Using AI While Maintaining Control Over Risk, Regulation and Ethics

Training overview

This training is designed for compliance officers, risk professionals, auditors and senior managers who want to use generative AI tools such as ChatGPT and Microsoft Copilot responsibly within a regulated environment

Generative AI is already embedded in daily operations — with or without formal approval. Is your compliance framework keeping up?

Learning objectives

Generative AI is increasingly being adopted within compliance, audit and risk functions. While these tools offer significant opportunities for efficiency, analysis and documentation support, they also introduce legal, ethical and governance risks.

This training provides a clear and practical framework for the responsible use of AI, aligned with applicable laws and regulations, internal policies and professional standards.

Supervisory authorities expect organizations to maintain effective control over the use of AI within their processes. Uncontrolled or informal use of generative AI can lead to:

• Privacy incidents
• Confidentiality breaches
• Biased or unreliable decision-making
• Reputational damage
• Increased regulatory scrutiny

Topics covered include:

• The EU AI Act and its impact on compliance functions
• Supervisory expectations from regulators
• Internal control frameworks and AI governance
• Managing “Shadow AI” within organizations
• nce
• Shadow AI binnen organisaties

• Management
• Compliance Officers
• Internal Auditors
• Risk Managers
• Other professionals involved risk assessment

Training content

During this training, you will gain insight into:

• How generative AI systems such as ChatGPT and Copilot operate, including their limitations and risks
• Practical applications of generative AI within compliance and risk management
• Legal, regulatory and ethical considerations when using AI
• Privacy, data protection and confidentiality risks
• Governance structures, accountability and oversight in AI use
• Identifying hallucinations, bias and inaccuracies in AI-generated output
• Preventing overreliance on AI systems
• Practical guidelines for responsible and compliant AI usage
• The implications of the EU AI Act and other relevant regulations for compliance functions

This training is compliance-driven and risk-focused. It approaches AI from a governance and professional responsibility perspective rather than a purely technological one.

You will learn how to leverage AI tools without compromising independent judgment, confidentiality, professional skepticism or supervisory responsibilities.

The emphasis is on realistic, practice-based scenarios drawn from daily compliance work.

Training format

You will receive practical, directly applicable insights from experienced trainers with extensive expertise in compliance, integrity and regulatory supervision.

The focus is on immediate implementation in:

• Policies and procedures
• Internal control frameworks
• Governance structures

✅ Interested?

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