Compliance Caribbean

Training: AML Governance essentials for Supervisory Board members and Executive Management

Equip yourself with the knowledge necessary for effective governance and compliance

This interactive training session is designed for Supervisory Board members (RvC) and Executive Management (RvB) , focusing on the essential anti-money laundering (AML) and counter-terrorism financing (CTF) regulations applicable for CAS and BES. Aligned with the Central Bank's corporate governance code guidance, this training aims to provide foundational knowledge critical for effective governance and compliance.

Why participate?

• Individual guidance: Receive tailored support that addresses the unique challenges faced by executives and board members in the context of AML/CFT/CFP governance, including integrity topics
• Practical solutions: Gain actionable insights into regulatory compliance and best practices for effective governance.
• Interactive discussions: Engage with experts and fellow board members to share experiences and collaboratively explore effective governance strategies.
• Immediate applicability: Benefit from knowledge and strategies that can be directly integrated into your organizational practices.
• Knowledge sharing: Take advantage of the opportunity to build a valuable network with other senior professionals.
  

“A comprehensive understanding of AML/CFT/CFP governance is crucial for effective leadership and compliance in today’s regulatory environment.”

Who is this training for?

This training is specifically designed for high-level executives and members of the Supervisory Board, including:

• Supervisory Board members
• Executive Board members
• Senior compliance professionals
• Risk management executives
• Anyone involved in corporate governance and compliance oversight

What can you expect?

During the training, the following key topics will be covered:

• Corporate Governance Overview: Framework, purpose, and key definitions.
• Management and Supervisory Responsibilities: Roles, composition, and evaluation processes.
• Regulatory Overview: Key provisions and compliance obligations.
• Risk Assessment and Mitigation: Identifying and addressing money laundering and terrorist financing risks.
• Governance Structure and Committees: Functions of supervisory committees and internal controls.
• Conflict of Interest Management: Policies for addressing conflicts at various levels.

This training will provide a solid foundation for effectively navigating AML/CFT/CFP regulations and fulfilling governance responsibilities within your organization.

Our objective is to organize a training session that is both theoretical and practical, providing the foundational knowledge necessary for effective governance and compliance.