Compliance Caribbean

Early bird discounts available: sign up for this training 3 weeks prior to the training date and receive a USD 20 discount!

Client Complexity: Mastering Profiles, EDD, Transaction Monitoring & SOW

Strengthen your skills in client profiling and compliance

This interactive training provides participants with the opportunity to ask practical questions and receive hands-on guidance in implementing effective client due diligence strategies. The focus is on understanding client profiling techniques, enhanced due diligence (EDD), transaction monitoring, and source of wealth (SOW) analysis. Emphasis will be placed on collaboratively developing practical solutions that strengthen your organization’s compliance framework and effectively manage client risk.

Why participate?

• Individual guidance: Receive personal assistance in addressing specific client risk assessment challenges relevant to your organization.
• Practical solutions: Obtain concrete and actionable strategies for implementing client due diligence and risk management practices.
• Interactive discussions: Engage in discussions with experts and fellow professionals to share experiences and explore solutions together.
• Immediate applicability: Benefit from insights and strategies that can be directly integrated into your compliance processes.
• Knowledge sharing: Take advantage of the opportunity to share knowledge and experiences with other participants, creating a valuable network.

Effective client due diligence is essential for navigating compliance requirements and mitigating risks.

Who is this training for?

This training is specifically designed for professionals in the financial sector who require practical guidance in managing client risk. It is ideal for:

• Compliance officers
• Risk management specialists
• Financial analysts
• AML (Anti-Money Laundering) professionals
• Anyone interested in client due diligence

What can you expect?

During the training, the following topics will be covered:

• Client profiling techniques: Creating and maintaining comprehensive client profiles that capture essential risk factors and behaviors.
• Enhanced due diligence (EDD): Implementing effective EDD strategies to identify high-risk clients.
• Transaction monitoring best practices: Methodologies for monitoring transactions and identifying suspicious activities.
• Source of wealth (SOW) analysis: Assessing and verifying the source of wealth for clients and its implications for risk profiles.
• Regulatory requirements and industry standards: Familiarizing yourself with relevant regulations and standards for compliance.

The training emphasizes practical guidance, allowing you to develop your knowledge and skills with experienced trainers who are experts in compliance. The focus is on immediate applicability, enabling you to implement the knowledge acquired directly in your professional practice.

Early Bird Discount Available!

Sign up for this training at least 3 weeks before the training date and enjoy a discount of $20! Don’t miss this opportunity to save while investing in your professional development!