Compliance I: Basics

Leergang Compliance AML/CFT/CFP - Foundation Program

Build a strong foundation in compliance

Welcome to the training Compliance I: Basics (Leergang Compliance AML/CFT/CFP - Foundation Program), presented by Compliance Caribbean in collaboration with The Financial Institute. This comprehensive training consists of five half-day morning sessions designed to provide you with a solid foundation in the field of compliance. You will gain insights into the laws and regulations related to anti-money laundering (AML) and counter-terrorism financing (CFT), as well as their applicability within your organization. The training focuses on structuring legal requirements and adapting them to fit your specific organizational context.

Why participate?

• Solid basic knowledge: Acquire a strong foundation in compliance, including the latest laws and regulations related to AML and CFT.
• Practical application: Learn how to effectively structure and adapt legal requirements to your organization, supported by practical examples.
• Comprehensive coverage: The program encompasses all aspects of money laundering, terrorist financing, the legal framework, international organizations, and the role of local regulators.
• Opportunities for advancement: Upon successful completion of this training, you will have the option to enroll in the training Compliance II: In Depth (Leergang AML/CFT/CFP - Intermediate Program).

A solid compliance foundation is essential for navigating the complexities of the financial landscape.

Who is this training for?

This training is specifically designed for current and prospective compliance personnel from financial institutions, including:

• Banks
• Trust Service Providers
• Insurance companies
• Money transfer businesses

Additionally, it is suitable for designated non-financial institutions such as:

• Gaming sector professionals
• Accountants
• Tax advisors
• Notaries
• Lawyers
• Real estate agents

What can you expect?

During the training, the following topics will be covered:

• Money laundering and terrorism financing
• (Inter)national laws and regulations
• International organizations and their impact on compliance
• Developing and implementing compliance programs
• Risk-based approaches to compliance
• Customer due diligence (CDD) practices
• Various compliance requirements and their implications
• The relationship between compliance and effective communication

The training emphasizes practical guidance, allowing you to develop your knowledge and skills with experienced trainers who are experts in the field of compliance. The focus is on immediate applicability, enabling you to implement the knowledge acquired directly in your professional practice.

Choose hands-on education and strengthen your compliance capabilities with our training programs!